Neil Fluken

Neil Fluken

Financial Advisor

Phone: (800) 350-4500 ext: 157
Fax: (916) 333-4230
E-mail:

Director of Compliance

CA Insurance License #0D33878

Neil Fluken is the Director of Compliance for SGC Financial & Insurance Services, Inc. He is also a team member of SGC Investment Services with a role of providing investment recommendations for fee-based accounts, and runs the firm’s Trade Desk. Neil joined SGC in 2001 after graduating Cum Laude from California State University Sacramento with a Bachelor of Science degree in Finance and Investments. Neil is Series 7, 66, 24, and California Life and Health licensed.

“Doing the right thing for the client is our firm’s mission, and being in the positions that I am with this firm allows me to assist our financial advisors in upholding this mission”. This core value led to him being recognized as SGC’s “Excellence in Service Achiever” for 2005 and SGC’s “212 Degrees Award” recipient for 2009.

Neil resides in Antelope, CA with his wife Janelle and enjoys music, reading, friend and family gatherings, and keeping active in all types of sports.


Securities and Investment Advisory Services offered through Securian Financial Services, Inc.
Broker-Dealer and Registered Investment Advisor, Member FINRA/SIPC
SGC Financial and Insurance Services is independently owned and operated

Tracking Number #170229 DOFU 03-2010